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Compliance Monitoring Officer

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York, North Yorkshire

£21,000 per annum

Permanent

ComplianceMonOff-York

John Dawson

Responsibilities

You will assist the Compliance Manager in compliance and risk governance to enable the business to meet its regulatory responsibilities and ensure that all activities of the business are carried out within the regulatory framework:

  • file and call monitoring
  • compliance and risk audit reporting
  • management information for compliance reporting
  • assisting the Compliance Manager with updated policies and procedures
  • third party due diligence checks
  • regulatory reporting
  • maintain compliance registers
  • perform various general administrative duties (such as file creation and maintenance of ongoing administrative projects).
  • collaborate with other departments to create a culture of compliance
  • performing any other compliance work as required and agreed from time to time

Hours – Monday to Friday 8:30am to 5pm

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Pay Rates

Please note: Rates are correct at time of posting and are an approximate indication only. Rates are subject to change

Pay Rates

Please note: Rates are correct at time of posting and are an approximate indication only. Rates are subject to change