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Compliance Officer

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York, North Yorkshire

£25,000 per annum

Permanent

Comp/off-York

John Dawson

Responsibilities

You will assist the Compliance Manager in compliance and risk governance to enable the business to meet its regulatory responsibilities and ensure that all activities of the business are carried out within the regulatory framework:

  • perform compliance and risk assessments to understand the level, significance and scope of risk and recommend mitigating actions
  • keep up to date with, and understand, relevant laws and regulations and consider the impact of changes on ELICO
  • monitor compliance with laws, regulations and internal policies
  • ensure that your findings are recorded and followed up with management so that issues can be rectified
  • educate employees on not only the regulations but also the impact to the organisation if these are not complied with
  • investigate irregularities and non-compliance issues
  • report back to business functions on current risk and compliance performance, highlight or escalate areas of concern
  • contribute to robust and effective compliance controls within the organisation
  • review marketing materials, presentations and websites to ensure compliance with regulatory requirements
  • assist in the gathering of internal information in response to regulatory requests
  • provide operational areas with support on compliance requirements when new products and services are to be launched
  • collaborate with other departments to create a culture of compliance
  • performing any other compliance and administrative work as required and agreed from time to time

Hours – Monday to Friday 8:30am to 5pm

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Pay Rates

Please note: Rates are correct at time of posting and are an approximate indication only. Rates are subject to change

Pay Rates

Please note: Rates are correct at time of posting and are an approximate indication only. Rates are subject to change